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Banking & Financial Services

Financial Services Regulatory & Compliance

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Clark Hill’s Financial Services Regulatory & Compliance group is a national leader providing strategic legal counsel to clients in all areas of financial services law as well as representing those same clients during enforcement actions and examinations. Our clients include banks, financial institutions, fin-techs, private equity and venture capital firms, law firms, credit reporting agencies, and asset purchasers and sellers throughout the country.

Our support offerings to financial services clients include:

Contact the Financial Services Regulatory Team at finreg@clarkhill.com to discuss these offerings.

The financial services industry faces challenges on multiple fronts as it seeks to address compliance expectations from various financial services regulators. Our clients are subject to the jurisdiction of the Consumer Financial Protection Bureau (CFPB), the Federal Trade Commission (FTC), and prudential regulators like the Office of Comptroller of the Currency (OCC), the Federal Reserve Board (FRC), and the Federal Deposit Insurance Corporation (FDIC), as well state agencies and state attorneys general. In addition to our many offices around the country, our Washington, D.C. office allows our attorneys to stay on top of current developments, trends, and regulations affecting clients’ business objectives and priorities.

We help clients navigate this rapidly evolving regulatory environment. Our exceptional team of lawyers and government and regulatory advisors have extensive experience and knowledge of the laws and regulations governing financial products and services. We can assist clients in developing and implementing compliance programs. Our lawyers work together in one multidisciplinary practice to bring a higher level of specialized knowledge and practical guidance.

View and sign up for the “FinReg Chronicle,” for the latest information impacting the financial services regulatory sector.

The Clark Hill approach is equally pragmatic and growth-minded, which is why we understand our clients’ toughest business challenges. Our multidisciplinary, global team of advisors focuses on smart legal solutions, delivered simply.

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