Current Implications of Global FinReg
Presenters
Sam Saarsteiner , John J. Hern, Jr.
Join Clark Hill and The Mizen Group for a global update on fitness & probity, culture & behavior, and the impact of SEAR (Senior Executive Accountability Regime) on the financial services industry. A subsequent question and answer panel will follow the presentation to address questions related to these topics.
Senior management in the global financial services industry will walk away with a better understanding of:
–Fitness & probity expectations from the Central Bank
–How RegTech enables firms to assess, embedded, and demonstrate culture & behavior
–What corporate and personal responsibility financial professionals have now and how this is likely to be expanded in the near future.
Attendees are encouraged to submit questions in advance for the panelists to ask the pressing questions that are affecting their businesses now.